Our regulatory experience includes representing businesses before federal, state and local regulators. We have defended investigations by the United States Securities Exchange Commission, the Federal Trade Commission, the Ohio Department of Insurance, the Ohio Division of Securities, state attorneys general and the Financial Industry Regulatory Authority (FINRA), among others. Although we work with regulators to resolve our clients' issues sensibly, and to avoid litigation when possible, we manage every investigation with winning at trial as our ultimate objective.
Among our accomplishments:
“We bring the best from both worlds — legal and consulting — to every client, every business situation worldwide.” David Axelrod